recorded the accounting documents with the documents related to such operations. Therefore, their actions were considered that they acted in order to obtain unlawful gains for himself or another person and

(2018). Under the proposal, the qualifications or prohibited characteristics of digital asset business license applicants, their directors and major shareholders under Clause 3* (10), (11), and (12) (b

.  In the fourth quarter of 2023, there were 21 participants given recognition and awarded certificates for their contribution to the promotion of financial knowledge and investment skills of investors

operators in foreign jurisdictions/countries with their personnel giving investment advice. Under the governing rules and procedures, foreign business operators, having the prescribed characteristics and

related sectors, both public and private. The need of SMEs to improve their capability to increase their attractiveness and competitiveness aligns with OSMEP’s policy direction that focuses on 3 issues

system. However, their listed company clients accounted for only 10 percent of the total market capitalization. At engagement levels, significant deficiencies were such as audits of revenue recognition

January 18, 2012. The SEC therefore revoked their approval and banned {A} to re-entry into the industry for two years while {B} was barred for one year and one month. {C} case was reported by MTS Gold

, at present, a great number of company directors are performing their duties appropriately as required. STARK case will be a case study for company directors and management, in which rigorousness and

and defining transition pathways appropriate for their businesses.   Mrs. Pornanong Budsaratragoon, SEC Secretary-General, delivered opening remarks, highlighting the SEC’s commitment to supporting

rights, as a part of our strategic priorities to support listed companies in their integration of environmental, social and governance considerations into business practice. Today’s seminar is organized