prepare and submit the accurate annual registration statement for the year 2016 (Form 56-1) specified by the Capital Market Supervisory Board resulted from the instruction or the failure to give instruction

prepare and submit the accurate annual report for the year 2016 (Form 56-2) specified by the Capital Market Supervisory Board resulted from the instruction or the failure to give instruction which is a duty

Supervisory Board. SEC Act S.246 Settlement Committee Meeting No. 3/2018 Settlement Committee Order No. 15/2018 Dated 28/03/2018

within the period specified in the notification of the Capital Market Supervisory Board after he acquired or disposed NEWS shares (on May 26 - 27, 2014) which caused his aggregate holding of NEWS shares

notification of the Capital Market Supervisory Board. She later filed the accurate reports (Form 246-2) to the SEC Office on September 21, 2018. SEC Act S.246 Settlement Committee Meeting No. 10/2018

notification of the Capital Market Supervisory Board after he had acquired FNS shares between December 28, 2012 and December 3, 2019 so that the acquisition of such shares caused his aggregate holding of FNS

Capital Market Supervisory Board. He later filed the accurate reports (Form 246-2) to the SEC Office on Februeary 11, 2021 SEC Act S.246 Settlement Committee Meeting No. 2/2021 Settlement Committee Order

Surya Kiran Investments Pte. Ltd. Surya Kiran Investments Pte. Ltd. (“SKI”) failed to comply with the regulations as specified by the Capital Market Supervisory Board by reporting the preliminary

Supervisory Board resulted from the instructions or the failure to give instructions which is duly required to be performed. SEC Act S.300 Settlement Committee Meeting No. 1/2024 Settlement Committee Order

his securities account to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board when his aggregated holding of SAIMAT shares reached or passed five