Bangkok, April 12, 2016 ? The SEC is seeking public comments on a draft amendment to the rules governing intermediaries? business continuity management (BCM) and service outsourcing to enhance their
Bangkok, May 24, 2016 ? The SEC is seeking stakeholders? and public comments on a proposed amendment to the rules governing prevention and control of conflicts of interest of asset management
Bangkok, February 12, 2013 ? The SEC encouraged the Association of Investment Management Companies (AIMC) to improve the performance calculation practice of asset management companies to be in line
Bangkok, May 29, 2013 ? The SEC has been awarded a ?Thailand ICT Excellent Awards 2012?in the ?Knowledge Management? category for internal knowledge management under the SEC Centerpoint Project. The
Bangkok, December 12, 2014 ? The SEC is seeking public comment on proposed revisions of capital requirement for asset management companies to maintain adequate minimum capital requirement for
TikTok account "swkm_thail" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 15/01/2025)
TikTok account "sw_investment" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 15/01/2025)
TikTok account "mutualfunds_09" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 15/01/2025)
TikTok account "mutual.funds1" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 15/01/2025)
TikTok account "mutual_fund888" impersonates "Land and Houses Fund Management Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 15/01/2025)