Presentation 3 20% 10% KR 1 KR 4 1 25% KR 5 10% KR 2 1 35% A: Strategic sectors (BCG/ S-Curve/ Soft Power / SMEs) ด าเนินการได้ตามแผน A: Digital Assets B: Tech-led supervision C: Cybersecurity A: เสริมสร้างความ
available at www.sec.or.th and the SEC Check First application. Additionally, to verify the names of persons who are not regulated business operators under the SEC’s supervision, please visit the Investor
outside the scope of supervision of the SEC is available at https://market.sec.or.th/public/idisc/th/InvestorAlert. For inquiries or reports of leads or suspicious acts, please contact SEC Complaint
The SEC has collaborated with the DGA to integrate the SEC Check First, a mobile application for searching service providers in the capital market under the SEC’s supervision, including products
web site. ________________________ Remark: * Business operators with granted licenses mean the business operators under the supervision of the SEC pursuant to the Securities and Exchange Act
supervision, promotion of savings and long-term investment and sustainability funds. This includes revision to regulations in line with current circumstances to foster trust and confidence in the Thai capital
digital asset business operators under the SEC’s supervision are: 1. Digital Asset Exchange 2. Digital Asset Broker 3. Digital Asset Dealer 4. Digital Asset
primary purpose is consumption or being a digital representation of a certificate (Utility Token Group 1) are exempt from the supervision under the Emergency Decree on Digital Asset Businesses B.E. 2561
the SEC’s supervision. Under the new rule, which will become effective from 1 October 2022 onwards, the qualifications of such investors are amended to incorporate an aspect of adequate financial
supervision would expand to cover additional entity types under the SEC regulations; (2) Define clear roles, responsibilities and involvement of the board of directors, including the governance body, to ensure