Acquisition (Revise) 09/08/2022 17:54 Set EGM No.2/2022, Capital Increase, The issuance of debentures, The issuance of convertible securities, Asset Acquisition (Revise) 08/08/2022 08:34 Set EGM No.2/2022
The SEC proposes to revise the IA refresher course regulations to enhance their knowledge review criteria to be more appropriate and serve the needs of their roles and responsibilities. A previous
matter are changed, SEC must revise the rules on the rotation of auditors accordingly. SEC has recently revised the rules on rotation of auditors of listed companies and will likewise revise such rules
appoint custodians which approved by SEC to protect investors’ assets.However, SEC intends to revise the regulations by allowing private fund operators with custodian services to protect investors
Bangkok, March 9, 2011 - The SEC is to revise mutual fund disclosure documents. The revision will simplify mutual fund project, commitment between unitholders and asset management company as well as
features. Disclosure rules: 1) To revise the disclosure of the fundraising purposes and the reporting of the proceeds usage by including more comprehensive types of fund utilization purposes
operators*. The key points of the draft regulations are as follows: (1) To revise the minimum capital requirement to support digital asset business operations. This includes revising the net capital (NC
) Year Status Type Period As Of Audit Financial Statement MD&A Financial Statement Revise 2022 Reviewed Company Q3 31/12/2021 2022 Reviewed Q3 31/12/2021 2022 Reviewed Company Q2 30/09/2021
Status Type Period As Of Audit Financial Statement MD&A Financial Statement Revise 2021 Reviewed Company Q2 30/06/2021 Unqualified opinion 2021 Reviewed Company Q1 31/03/2021 Unqualified opinion
) Year Status Type Period As Of Audit Financial Statement MD&A Financial Statement Revise 2021 Company Year 31/12/2021 2021 Reviewed Company Q3 30/09/2021 2021 Reviewed Company Q2 30/06/2021