Bangkok, August 31, 2016 ? The SEC is seeking public comments on the proposed revision to the rules governing determination of licensing fees imposed on securities and derivatives business operators
Bangkok, January 19, 2016 ? The SEC is seeking public comments on draft rules and guidelines for supervising crowdfunding portals.The proposed rules aim to establish a standard framework for
. Notification of the Capital Market Supervisory Board Tor Jor. 12/2559 Re: Application and Approval for Offer for Sale of Structured Notes ____________________ By virtue of Section 16/6 of the Securities and
Directors extra meeting No.3/2019 held on June 27,2019 passed to approved the extension of promissory notes to specific persons and received financial assistance amount 10 bills. Total value of promissory
approximately 1 million baht per year. This public consultation takes into account the comments and suggestions gathered from the previous hearings in August and September this year – the majority of which were
SEC is opening for public comments on the regulations to supervise private funds as now business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
SEC is opening for public comments on the regulations to supervise private funds as the business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
notes offered to Institutional or High Net Worth investors (II&HNW) through the transmission system of the SEC Office the period specified in the notification of the Securities and Exchange Commission
หน้า (Derivatives) และตราสารหนี้ที่มีสัญญาซื้อขายล่วงหน้าแฝง (Derivatives - embeded Debt Instruments หรือ Structured Notes) แบบสำรวจความคิดเห็น Verify Code Reload * re-Verify Code
seeking public comments on the proposed amendment to two relevant notifications prescribing the regulations on capital market business personnel. The consultation paper is available at https