, conditions and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116 Settlement Committee
securities in the category of shares (Public Offering) without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.34 in conjunction with Section 83 of
2022. SEC Act S.56(1) Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 16/2025 Dated 11/03/2025
February 2022. SEC Act S.56(1) Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 16/2025 Dated 11/03/2025
accurate information was in place to ensure the status of qualified customers as high net worth investors. SEC Act S.113 Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 20/2025
scope of work. In addition, CL did not inform the SEC about the outsourcing. SEC Act S.100 in conjunction with 113 Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 20/2025 Dated
2022. SEC Act S.56(2) Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 16/2025 Dated 11/03/2025
specified in the notification. However, CoinsTH appointed a new Head of Compliance on May 2, 2024. DAB Act S.30 Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 1/2025 Dated 11/03