order otherwise. 12In cases where any person fails to comply with the Office’s order under the first paragraph or fails to comply with the fourth paragraph of Clause 4 or Clause 6/1, the Office may revoke
shall be made readily available for immediate use or verification by the management company , and shall be made available for the SEC Office’s inspection upon request. Clause 15 In case the SEC Office
business in the category of private fund management; (6) “gold ETF” means a gold ETF established under the Notification of the Office of the Securities and Exchange Commission concerning Establishment of
immediate use or verification by the management company, and shall be made available for the SEC Office’s inspection upon request. Clause 15 In case the SEC Office deems appropriate, a management company
any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ------------------------------- Notification of the Office of the Securities and
related to its use. ------------------------------- Notification of the Office of the Securities and Exchange Commission No. KorThor. 43/2543 Re: Rules, Conditions and Procedures for Dealing of Debt
for more clarity in practice and for the SEC Office’s examination of such matters. Clause 31 In cases where the SEC Office finds that a securities company violates or fails to comply with this