account owner's knowledge to prevent potential damage. Recently, the SEC has punished offenders who caused damage to investors in several cases. In any event that an investor truly wishes to have a person

supervision scheme follows a similar regulatory framework to the one governing equity crowdfunding in several dimensions including: (1) issuers are allowed to offer either secured or unsecured debentures via

of Contract for Difference (CFD) with several underlyings such as gold, crude oil and stock index. This is a speculation for the difference between the current value of an the underlyings  without

The proposed guidelines have received public comments from several channels spanning from website, social media to focus groups.The to-be-issued rules will provide regulatory clarity for ICO

several IOSCO’s working groups. The SEC Thailand was elected Chairman of the IOSCO APRC Committee during 2005-2008. This reflects the significance of the Thai capital market in the region as well as the

admitted that the client allowed him to sell the securities in cases of making profit or potential loss. From his conversation with the client recorded, he traded securities for the client several times a

agreed to or colluded with five other persons to use several trading accounts to trade YCI shares in concealment and on a continuous basis to mislead the public into believing that YCI shares were traded

expects to enter into the construction contract and several fundraising agreements with GEP-Myanmar, collectively worth more than US$292 million dollars in total. GEP-Myanmar has been awarded a 30-year

. For example, dessimination of false statements via social media that may affect securities price movements could be subject to a class action should several investors suffering damage from the said

securities transfer forms several times instead of the ones officially recorded on the client database, and affixed signature as branch manager to approve certain securities transfers.Phillip Securities