ตลาดหลักทรัพย์ established under specific laws or any legal entity licensed to undertake finance or commercial banking business. “ electronic data” means statements that are created, sent, received, stored or
) [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator (issued by CIS Operator) [ ] 5. Evidence on the appointment of an authorised person of CIS Operator
Million by IVL to IRSL (the “Transaction”) is classified as a provision of financial assistance by a listed company to a connected person as prescribed in the notification of the Capital Market Supervisory
operator” means a person who is responsible for the management of collective investment schemes. “registration statement” means a registration statement for the offering for sale of units of a collective
Licensing Manual for the Public. 1 Local representative means an entity that has obtained securities licence of all types from the SEC and the representative office under Section 93 of the Securities and
purpose of determining the aggregate number of shares pursuant to Paragraph (1) or (2) or (3), the shareholding of related persons of such person shall be also taken into account. If the person is a
disclosure statement for futures trading, the SEC Office hereby issues the following notification; Clause 1. In this Notification, “derivatives broker” means a juristic person licensed to undertake derivatives
trading, the SEC Office hereby issues the following notification; Clause 1. In this Notification, “derivatives broker” means a juristic person licensed to undertake derivatives business operation in the