. Besides, the persons named in the criminal complaint filed by the SEC are deemed as having untrustworthy characteristics of director and executive of a publicly held company. This caused the termination of
, they are under the SEC?s proceedings and will be revealed once having a conclusion.?
Capital Market Supervisory Board concerning personnel in the capital market.* The SEC therefore suspended him from duty as the approved securities investment consultant for 4 months. Having considered that
in the capital market*, the SEC, therefore suspended the approval as capital market investment consultant of {A} for 9 months. Having considered that she had already been suspended by her employer for
months. Having considered that he had already been suspended by Maybank Kim Eng Securities Plc., for 1 month and 4 days, the period of acceptance of his re-application shall remain 2 years 9 months and 26
filed the criminal complaint against {A} with the DSI for further legal proceeding. Consequently, he is deemed as having untrustworthy characteristics of director of a publicly held company, and thus
the ECD Police for further legal proceeding. Consequently, he is deemed as having untrustworthy characteristics of directors and executives of issuing and listed companies*, and thus automatically
of seeking the SEC?s approval.On February 1, 2013, the SEC issued a letter informing the DSI of the details of BTSGIF having investment policy to purchase the future net farebox revenue generated from
the meeting and entitled to vote, excluding those having a conflict of interest in the agenda.
total shares sold in businesses investing in or having major revenues from infrastructure businesses, e.g., rail system, express way, power plant, water supply, airport, seaport, telecommunications and