, trader codes/details of the business entities whose financial statements for the latest period have been signed by an auditor in giving opinion or whose working paper has been reviewed by the SEC Office
, trader codes/details of the business entities whose financial statements for the latest financial period have been signed by an auditor in giving opinions or whose working paper has been reviewed by the
summarize factual and legal issues together with giving an opinion in the matter of appeal to the SEC for its consideration. 6 Amended by the Notification of the Securities and Exchange Commission No. KorKhor
Court. The total amount of the lawsuit is 323,296,077.43 THB due to lack of clear guidelines from MAT. On November 20, 2017, the defense attorney requested for the case to be postponed by giving reasons
per share in respect of each class of shares in both the currency of the financial statements and the Thai Baht, including the formula used for any adjustments to dividends declared and giving
approval of capital market personnel due to the possession of prohibited characteristics under the third category only when at least the following actions have been taken: (1) giving an opportunity for the
) or giving advice on securities trading and shall put in place a good internal control system for custody of clients’ assets . At least, there shall be a separation of personnel responsible for
) or giving advice on securities trading and shall put in place a good internal control system for custody of clients’ assets. At least, there shall be a separation of personnel responsible for preparing