contacting various investors and had been studying the details of investment proposals from investors for some time, but had not yet reached a conclusion on the matter. In fact, however, during that time, JKN

documents in order to lure the investors into believing that their subscription transactions had been executed and recorded when in fact Napasook did not use the money to subscribe for the fund units as

Reference is made to the fact that the SEC had instructed EARTH to clarify the information relating to the existence and the fair value of the mining rights of the two coal mines in Indonesia and

in fact the company had already been listed and its shares were being on Suspension Trading (SP) sign. Moreover, he failed to give relevant documents to the client before the client decided to invest

invest in some claim-to-be digital tokens which is in fact another form of Ponzi scheme. Such scheme can be detected by ambiguous business plans, products or platforms, as well as the lack of trustworthy

fact that the income from dividends was not calculated as part of the SET Index. Therefore, SEC encourages the PVD to use the SET Total Return Index (SET TRI), which actually adds the income from

Ministry of Finance’s announcement on digital asset licenses comes into force in the future. Despite of the fact that regulation has standardized digital asset business operations of business operators

was a securities purchase that took advantage of a material, non-public fact that influenced the securities price, which was deemed an exploitation of third parties and liable to the offences under

(executive summary หรือ fact sheet) เพื่อใช้ประกอบการตัดสินใจลงทุน?หลักเกณฑ์การห้ามจัดสรรหลักทรัพย์แก่กลุ่มบุคคลที่เกี่ยวข้องกับบริษัทที่ออกหลักทรัพย์ใช้บังคับมาระยะหนึ่งแล้ว ก.ล.ต. จึงแก้ไขเกณฑ์ดังกล่าวเพื่อ

intention to conceal the fact and fabricating false evidence.  She was employed by Phillip Securities (Thailand) Public Company Limited at the time of committing such offenses.   Following a referral from