. As the said four alleged offenders declined to enter the settlement procedure, the SEC therefore filed the criminal complaint against them with the DSI for further legal proceedings.  In any case, the

offenders with the ECD Police for further legal proceedings. Anyone who may have been affected by their unlicensed securities business operation can give additional information for the benefit of the ECD

in violation of Section 246 and Section 247 of the Securities and Exchange Act of 1992, in conjunction with Section 83 of the Penal Code. The three offenders refused to enter the criminal fining

Mr. Khajornkiat Ung-aram During November 2019 – January 2020, Mr. Khajornkiat Ung-aram and 13 offenders, which are (1) Miss Porntip Meteecharoenwong, (2) Mrs. Tasanee Yampradit, (3) Miss Mutita

Miss Kannida Tangkittrongcharoen Miss Kannida Tangkittrongcharoen joined or agreed with other offenders in manipulating 4 securities by separating duties to executing buying or selling orders in a

Mr. Koravit Asawakul Mr. Koravit Asawakul joined or agreed with other offenders in manipulating 4 securities by separating duties to executing buying or selling orders in a way of concealing and

Mr. Pakkawan Wongopasi Mr. Pakkawan Wongopasi joined or agreed with other offenders in manipulating 4 securities by separating duties to executing buying or selling orders in a way of concealing and

Mrs. Tasanee Yampradit During November 2019 – December 2019, Mrs. Tasanee Yampradit and 10 offenders, which are (1) Mr. Khajornkiat Ung-aram (2) Miss Porntip Meteecharoenwong (3) Miss Mutita Ekawipat

Miss Mutita Ekawipat During November 2019 – December 2019, Miss Mutita Ekawipat and 10 offenders, which are (1) Mr. Khajornkiat Ung-aram, (2) Miss Porntip Meteecharoenwong, (3) Mrs. Tasanee Yampradit

Mr. Methasit Machawna During November 2019 – January 2020, Mr. Methasit Machawna and 13 offenders, which are (1) Mr. Khajornkiat Ung-aram, (2) Miss Porntip Meteecharoenwong, (3) Mrs. Tasanee