instruments type 1 is allowed to give advice to investors about capital market products without complex features and products with high risks or complexity of all types. Ex., investment units of mutual funds
investors about capital market products without complex features and products with high risks or complexity of all types. Ex., investment units of mutual funds for institutional investors or ultra-high net
instruments type 1 is allowed to give advice to investors about capital market products without complex features and products with high risks or complexity of all types, e.g., investment units of mutual
institutional investor or high net worth individual, investment units to be offered for sale must be disclosed on the SEC website and be traded at the same time and on the same day as its home country, except in
, supervisory guidelines for bills of exchange and extension of regulation on net liquid capital rule on business operators of brokerage, dealing and underwriting of investment units (LBDU) as follows: 1. Bill
fund) instead of the whole master fund. This policy-based calculation will also apply to investment in assets of the employer and companies in its group; (2) Investment in units of mutual fund
person(s)/juristic person(s) Type(s) of securities Securities held before acquisition/disposition Securities acquired/disposed of Securities held after acquisition/disposition Number of Units 2 Voting
)/juristic person(s) Type(s) of securities Securities held before acquisition/disposition Securities acquired/disposed of Securities held after acquisition/disposition Number of Units 2 Voting rights3
lower than 6.25 percent of the outstanding. (6) shares listed on the Stock Exchange of Thailand and included in the SET 100 index calculation; (7) investment units of the Money Market Fund; (8) investment
percent of the outstanding. (6) shares listed on the Stock Exchange of Thailand and included in the SET 100 index calculation; (7) investment units of the Money Market Fund; (8) investment units of the