. ____________________ *   The execution of trading orders of capital market products based on an automated program that runs product selection and trading placement without interference from any factors and according

must make a prior agreement with the clients the asset allocation or the investment planning services and parameters set in advance which are based on house view. In addition, the intermediaries must

Standards were developed based on the principles of the International Capital Market Association (ICMA). The proceeds from social bonds are for financing or providing loans to projects that are socially

วัตถุประสงค์และหลักการ (principle-based) ไม่ได้กำหนดวิธีการใดเป็นการเฉพาะ เนื่องจากผู้ประกอบธุรกิจมีขนาด กลุ่มลูกค้า และมีปริมาณลูกค้าแตกต่างกัน จึงสามารถใช้วิธีการใดก็ได้ในการทำความรู้จักลูกค้า หากบรรลุ

Secretary-General Tipsuda Thavaramorn said “Based on the regulation, we try to strike the balance between fostering innovation and building confidence to the relevant parties. Comments from all parties

2016 recorded a net profit of 221.45 million baht, a significant increase from the preceding quarter. Based on this inside information, Pinit had purchased 256,500 PDI shares through the trading account

those 13 offenders in the Civil Court for imposition of the applicable statutory maximum penalties, based upon the details of individual case of manipulated shares, which collectively comprise a fine

.  Based upon these evidences, the SEC believed that Shine, Pataman and Supichaya had colluded to defraud other investors by making false appearance about trading in SLC shares using trading accounts and

high yield investment via social media, it was found that Marnfah Group and its authorized director Ornpaphat Chantarasaka had solicited the public to make an investment with the company based on a

sold SUPER shares in his own and other persons? trading accounts to gain personal benefits.Securities trading based on non-public information that is material to the change in securities price is deemed