Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Business Operators Mutual Fund Registered Person Cross-border
The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on quality and reliability enhancement of such business operator to protect investors. This means the
continuous basis. The implementation of the plan will optimize the balance and lay down a solid foundation in the entire system, rather than focusing on stringent oversight on the third line of defense as
Diligence (KYC/CDD) as well as client activity oversight systems. Additionally, the SEC is in the process of submitting the? case for consideration of the Criminal Fining Committee.During a routine inspection
with the Thai Institute of Directors (IOD) in encouraging audit committees to work closely with auditors. We have disseminated the applicable guidelines for the relevant matters and continuously hold
การรับฟังความคิดเห็นการปรับปรุงหลักการและร่างประกาศเกี่ยวกับการรับคำสั่งซื้อขายผลิตภัณฑ์ในตลาดทุนนอกสถานที่ทำการ (Work from Home)