securities company under the first paragraph to submit any necessary document or report within the appropriate period for the purpose of considering the ability to maintain net capital [and net capital ratio

submit any necessary document or report within the appropriate period for the purpose of considering the ability to maintain net capital [and net capital ratio] of the securities company. Clause 5 This

. Notification of the Securities and Exchange Commission No. KorThor. 18/2549 Re: Maintenance of Net Capital ___________________________________ By virtue of Section 14 and Section 97 of the Securities and

a new subsidiary 26/07/2022 18:29 Capital increase in a subsidiary 25/01/2022 19:07 Notification of the Investment in DP Survey and Law Co., Ltd. 25/01/2022 19:05 Notification of the Investment in

the Newly Issued Ordinary Shares to Specific Person, Capital Increase and Convening the EGM of Shareholders No.1/2023 (Revised 2) 13/12/2022 12:54 Resolutions of the board of director's meeting No.5

/2022 18:29 Capital increase in a subsidiary 25/01/2022 19:07 Notification of the Investment in DP Survey and Law Co., Ltd. 25/01/2022 19:05 Notification of the Investment in Amity Insurance Broker Co

Far East Ltd, increase of registered capital, allotment of newly issued ordinary shares via Private Placement and schedule for EGM No.1/2025 16/06/2023 08:22 The Asset Acquisition by Acquiring shares of

and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the compliance unit (Head of

and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person in the compliance unit to the SEC

with the rules, conditions and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the