Re: Particulars in Trust Instrument
voting rights” and opened public hearing on the matter in late 2018. The stakeholders mostly agreed with the principle. SEC is proposing a draft notification of the Ministry of Finance which reflects
Pursuant to Section 6(3) and Section 8(1) of the Royal Decree No. 750 issued by the Revenue Department, any VC or PE Trust wishing to receive revenue tax exemption is required to notify its VC or PE Trust status with the SEC. Such VC or PE Trust must also have qualifications in accordance with the rules, procedures and conditions as specified by the Director-General of the Revenue Department. The SEC has therefore issued related regulations whereby VC or PE Trust wishing to receive revenue tax...
Registration of Derivatives Business Operator In the Category of Derivatives Advisor
Forms Relating to the Acquisition of Securities for Business Takeovers
Re: Guidelines for the Book Building and the Determination of Offering Price to Public and Individual (No. 2)
Securities Company Granted an Exemption from Application for Approval of Person to be Major Shareholder
Re: Prescribing Factors in Considering the Seriousness of Behavior as Prohibited Characteristics of Persons who are or will be Major Shareholders of the Securities Companies.
Re: Guidelines for the Book Building and the Determination of Offering Price to Public and Individual
Form of draft prospectus