characteristics specified under Section 24 and in the Notification of the Capital Market Supervisory Board regarding Rules on Capital Market Business Personnel: (a) work related to management, establishment
Derivatives Exchange and Derivatives Clearing House ________________________ By virtue of Sections 9, Section 60, Section 61 and Paragraph 1 of Section 89 in conjunction with Section 61 of the Derivatives Act
Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange
virtue of Section 3 and Section 9 of the Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification: “Giving advice
No. KorKhor.11/2547 Re: Characteristics of Advice Which Are Not Deemed as Undertaking Derivatives Business in the Category of Derivatives Advisory Services _____________ By virtue of Section 3 and
e-service Online Submission See canceled document Bond Dealer and Underwriter >> OTC Securities Dealer (section 114) Type Title Section See Document Status Notified Date Effective Date 1
e-service Online Submission See canceled document Securities Brokerage Business >> Securities Brokerage (Section 113) Type Title Section See Document Status Notified Date Effective Date 1. Act
e-service Online Submission See canceled document Business Operation Rules >> Advertising (Section 98(10)) Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and