derivatives on behalf of client was failure to perform duties with responsibility and due care as the capital market professional under the Notifications of Capital Market Supervisory Board concerning personnel
the key issues include competent personnel, professional code of conduct, effective risk management and sound financial condition.? ?Take client acceptance process, for example. It must cover the know
with professional standards and code of ethics; not allowing any acts in the manners that taking advantage of clients and investing public.? Information contained in this news release is as of the
failure to keep complete record of the securities trading orders were deemed as failure to perform the duties with due care and professional competence under the Notifications of Capital Market Supervisory
seller were deemed as failure to perform duties with honesty and to adhere to the professional ethics and standard of conducts for the capital market personnel. The said actions were in violation of Clause
. They must render services and perform duties honestly in compliance with professional standards and codes of conduct. On the other end, investors themselves must strictly abide by trading regulations
. 017/2017 dated June 12, 2017, regarding credit guarantee to A Tech Textile Co., Ltd. on shareholding proportion Dear Sir, Thai Wacoal Public Company Limited wishes to hereby report to the SET the
Acc. 005/2018 May 10, 2018 To: The President The Stock Exchange of Thailand Subject: Management discussion and analysis (MD&A) for Quarter 1/2018 Dear Sir, S. Khonkaen Foods Public Company Limited or
Registration No. : 0107535000371 No. L001/2019 20th February 2019 Subject : The explanation of operating results for the year 2018 Attention : The President The Stock Exchange of Thailand Dear Sir, For the year
Acc. 001/2019 February 25, 2019 To: The President The Stock Exchange of Thailand Subject: Management discussion and analysis (MD&A) for Year 2018 Dear Sir, S. Khonkaen Foods Public Company Limited or