, Chairman of the SC congratulated SEC Philippines’ on its admission into the Framework. He said, “Under the ASEAN CIS Framework, retail investors are able to tap into a wider choice of funds from beyond
enhancing the sustainable growth of the Thai capital market as well as encouraging people of all generations to view capital market as their investment choice. Importantly, providing the business sector
to ensure prompt actions against violations without imposing unnecessary and burdensome rules upon abiding entities;Promotion: presenting the Thai capital market as a robust venue of choice for fund
นุนใหส้มำชิก PVD (“สมำชิก”) เลือกแผนกำรลงทุนไดด้ว้ยตนเอง (employee’s choice) รวมถึงเปิดให้ PVD สำมำรถลงทุนในทรัพยสิ์น ท่ีจะสำมำรถสร้ำงผลตอบแทนโดยยงัคงจ ำกดัควำมเส่ียงใหอ้ยูใ่นระดบัท่ีเหมำะสม อยำ่งไรก็ดี
the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an association or a training institute
person qualified to be fund manager shall attend the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an
regulations as well as ethics and professional standards arranged by the association or the training institute. If such approved person fails to attend the training course within the specified period, the
after having been granted an approval. The required course shall be a refresher course relating to law on securities and exchange, applicable rules and regulations as well as ethics and professional
thereto, including the rules of the Commission issued under this Act, or professional standards, the Board may impose such disciplinary or remedial sanctions as it determines appropriate, subject to