. Notification of the Capital Market Supervisory Board No. TorThor. 31/2556 Re: Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries
. The SEC, Thailand can neither undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the
undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Office of the Securities and
, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Office of the
=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field https://secsearch.sec.or.th/?search=electronic%20possession Notification of Capital Market Supervisory Board
: Relevance Date (Newest) Date (Oldest) ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Companies dated 29 June 2006. Clause 2 In the Notification: “ electronic data” means data that are created, sent
); (2) Exempting the application fee for the auditor applicants who resubmit the application within one year from the submission date of the first application, on the condition that such applicants
executives of securities issuers and listed companies in accordance with the rules prescribed in the SEC Notification** and consequently is not allowed to hold the positions of director and executive at any
Bangkok, Aug 15, 2011 - The SEC suspends four investor contacts, namely, (1) {A} of Asia Plus Plc. for one month, from August 10, 2011 due to his interference with client's assets and reprimands