first-time investment in such product.The notifications concerning the aforesaid amendments* will become effective on 16 April 2025. Remark: * Three relevant notifications are: 1. Notification of the
SEC is welcoming public comments on a drafted notifications of the approval for offering of newly issued shares and information disclosure, applying to issuers and listed companies, in accordance
violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, suspended Bantherngsak from his duty as the approved securities investment
securities trading decisions on behalf of client was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended Atthapol from
violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. Therefore, the SEC sanctioned Benjawan from her duty as the personnel in the capital market and
Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC therefore suspended {A} from his duty as the approved capital market investment consultant for 6 months
materiality for the client's investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in violation of the Notifications of
: ACMF) ระดับเลขาธิการ ครั้งที่ 34 ผ่าน VDO Conference Call โดยมีหน่วยงานกำกับดูแลตลาดทุนของบรูไนดารุสซาลามเป็นเจ้าภาพ เพื่อหารือทิศทางเชิงนโยบายและผลักดันการดำเนินงานของคณะทำงานต่าง ๆ ภายใต้ ACMF ให้
นางพรอนงค์ บุษราตระกูล เลขาธิการ ก.ล.ต. พร้อมด้วยคณะ เข้าร่วมประชุม IOSCO Annual Meeting ครั้งที่ 49 และ HCMC Public Conference ระหว่างวันที่ 26 - 29 พฤษภาคม 2567 โดยในการประชุมได้แลกเปลี่ยนมุมมอง
experts at seminar forums, increase the opportunity to build networks with public and private sectors, promote tourism and the economy, including the international conference and exhibition industry, and