Preparation of Report on Changes to the Securities and Derivatives Holding of Director, Executive, Auditor, Plan Preparer and Plan Administrator

Re: Regulations on Terms and Conditions of the Bond Issuers and the Bondholders

Re: Particulars in Trust Instrument

voting rights” and opened public hearing on the matter in late 2018. The stakeholders mostly agreed with the principle. SEC is proposing a draft notification of the Ministry of Finance which reflects

Pursuant to Section 6(3) and Section 8(1) of the Royal Decree No. 750 issued by the Revenue Department, any VC or PE Trust wishing to receive revenue tax exemption is required to notify its VC or PE Trust status with the SEC. Such VC or PE Trust must also have qualifications in accordance with the rules, procedures and conditions as specified by the Director-General of the Revenue Department.  The SEC has therefore issued related regulations whereby VC or PE Trust wishing to receive revenue tax...

Forms Relating to the Acquisition of Securities for Business Takeovers

Approval of Auditors for Offering of Securities that are Debt Instruments issued by Foreign Juristic Person

Re: Application Form for Permission for Offer for Sale of Newly Issued Debt Securities and Reporting (No.2)

Re: List of Issuers of Foreign Bonds or Foreign Debentures Exempted from Filing of Registration Statement and Draft Prospectus