or derivatives dealer.** Three related notifications are as follows: 1. The Notification of the Securities and Exchange Commission No. Kor Thor. 20/2566 Re: Prescribing Natures of Giving Advice to
Decree on Special Purpose Juristic Persons for Securitization The Trust for Transactions in Capital Market Act Ministerial Regulations / Notifications Ministerial Regulations - SEC Act Ministerial
Investor and High Net Worth Investor 08/02/2017 16/02/2017 4. Notification of Capital Market Supervisory Board Tor Thor. 34/2556 Repeal of the Notifications related to Operation of Securities Business
published in the Royal Gazette, taking effect from 16 January 2024. __________________________Remark* The notifications of relevant regulations are: 1. Notification of the Securities and Exchange
yet redeemed.** Two notifications of relevant regulations are: (1) Notification of the Securities and Exchange Commission No. Kor Jor. 5/2567 Re: Determination of Characteristics of Bill Issued as