high net worth individual only. To widen investors? investment choices of increasing return or creating variety and complexity of investment strategy, the AI funds will be allowed to invest in

Bangkok, August 15, 2014 ? The SEC is seeking public comment on draft capital requirement rules applicable to securities companies being unable to maintain adequate net capital as prescribed

;s system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the

liable for UOB’s failure to prepare and submit the report on the sale results of structured notes offered to Institutional or High Net Worth investors (II&HNW) through the transmission system of the

of promoting Transition Finance that will help economies to reach the Net Zero greenhouse gas emissions target and the sustainable growth of the Thai capital market and economic system. With

SEC Search Search From : Home > Search > Search Results search: Public Information System Any Public Information System SEC_News ( 3 ) http://172.19.1.196:8983/solr/secweb/select?q=digital asset OR

its subsidiaries companies: Company Business Relationship with AEONTS AEON Credit Service Systems (Philippines) Inc. (“AEON Systems”) System Development - AEON System is 90% owned by AFS - AEON System

ที่ กบร No. Kor Bor Ror. 012/2019 October 22, 2019 President The Stock Exchange of Thailand Re : Increasing budget for hiring connected party for sales management and system development Ref

operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the https://www.sec.or.th/EN/Pages

System The measurement of total transactions By measurement in percentage of the Company Net Tangible Assets (NTA), total transaction is JPY 8.04 million or 2.4 million baht or 0.02% which less than 0.03