possessing such inside information – sold 39,000 SQ shares in his trading account. The actions above allowed Penprapa and Surapol to avoid a loss due to the reduced price of SQ shares after the company
value as of the issuance date; - Installment 11: 20 percent of the principal value as of the issuance date. The bond issuer shall also be allowed to redeem all or part of the bonds
and offer orders* and matching bid and offer orders among themselves through the securities trading accounts of Atthavut, Sujeera and Piliaipit. Additionally, Piliaipit allowed Atthavut and Sujeera
offer orders* and matching bid and offer orders among themselves through the securities trading accounts of Atthavut, Sujeera and Piliaipit. Additionally, Piliaipit allowed Atthavut and Sujeera to use her
as well as the public. In this regard, business operators are allowed to use personal data to execute financial transactions confidently. This is an important foundation for the financial sector
allowed to give advice to investors about capital market products with non-complex features and investment units or debt securities with high risks or complexity, e.g., investment units of mutual funds for
, as amended. *** An investment consultant for Complex Instruments Type 2 is allowed to give advice to investors about capital market products
consultants are not allowed to make investment decisions for investors, no matter if the investors give a consent or not, and they have to perform professional duties with loyalty and integrity at all times
) issuing and selling of Libra investment token (not Libra cryptocurrency). If the token will be offered in Thailand, a permission is required. However, this possibility is very low as those who are allowed
concealing the fraud by extending the maturity terms of such B/E issues several times. The fraud was supported and assisted by (5) Thepthiwa, who knew Pattarapob and Sunchai. In so doing, Thepthiwa allowed his