documentation; 4 (b) certify that the description in the translated version is actual or true, and the material fact is not concealed. Where whichever language is used for information or documentation submitted
………[effective date of form 69-BASE-FD]……… 1 SUPPLEMENTARY INFORMATION A. Update the information in form 69-BASE-FD. B. Provide the information about material events occurred during the program which may
investment, listed companies must also consider the transaction size and the obligation to comply with the governing regulations. If such transaction is liable to be material, the companies shall be subject to
Limited (SUPER) shares.Following a referral from the Stock Exchange of Thailand (SET), the SEC?s further inspection has revealed that Khumsup took advantage of the material information, which had not been
investments on the basis of integrity and prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient
basis of integrity and prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient information
prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient information disclosure to investors. It is thus
derivatives broker shall exercise its prudence by reviewing the financial status, sources of income, and assets to be placed as collateral or for repayment in derivatives trading. Clause 23. Prior to opening an
to place collateral and the client’s repayment ability under Paragraph 1, the derivatives broker shall exercise its prudence by reviewing the financial status, sources of income, and assets to be