บุคคลที่สามารถเขา้ถึงขอ้มูลภายใน (“access person”) ของผูป้ระกอบธุรกิจนายหนา้ซ้ือขายหลกัทรัพย ์การคา้หลกัทรัพย ์หรือการจดัจ าหน่ายหลกัทรัพย ์ซ่ึงมิไดจ้ ากดัเฉพาะหลกัทรพัยอ์นัเป็นตราสารแห่งหน้ี หรือหน่วย
collaborates with our local and international partners in supporting the value creation of listed companies to ensure growth and sustainability of the Thai capital market.”Mr. Kulvech Janvatanavit, CEO of Thai
operators in areas of research, development, science, technology and innovation as well as local wisdom, art and culture or creativity based businesses, will enjoy various privileges; for example, join
? wrongdoings are in contravention of Sections 311 and 315 of the Securities and Exchange Act B.E. 2535 (1992). The SEC investigation stemmed from a referral from the Stock Exchange of Thailand identifying
permits by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The person granted a license to undertake derivatives business in the category of
, the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The person granted a license to undertake derivatives business in the category of derivative broker shall have
: Clause 1. The person granted a license to undertake derivatives business in the category of derivative broker shall have paid-up registered capital of not less than one hundred million baht. The person
November 11, 2014 Charin, then PAP independent director, arranged a sale of 147,000 PAP shares in which he had a stake held in the trading account of another person. In so doing, he took advantage of the non
individual, in particular tax privilege; and (iii) any person or group of persons will not be allowed to dominate mutual fund management.Key proposed revisions require retail fund and money market fund to
Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the