Exchange Commission the power to issue and revoke securities business licenses as well as the power to approve additional types of securities businesses and specify paid-up registered capital thereof. These
with the SET?s and TFEX?s executives to review the incident in details and estimate the impact and seek the solution to ensure no repetition of such incident in the future. Moreover, the issue of
Signatories will issue a handbook in due course to provide guidance to fund managers on various administrative and procedural matters including the application procedures, the use of local distributors in the
company whose size is significant in comparison with the size of the holding company. (3) Major shareholders’ agreement (if any) In the event that the major shareholders make an agreement on a matter that
any) In the event that the major shareholders make an agreement on a matter that materially affects the issuance and offer for sale of securities or the management of the Company, and such agreement is
Forms of Securities Companies dated 25 May 2004 was published in the Government Gazette Vol.120, Part 152 Ngor, Special Issue, dated 31 December 2003. The Notification of the Office of Securities and
, Part 152 Ngor, Special Issue, dated 31 December 2003. The Notification of the Office of Securities and Exchange Commission No. SorThor. 20/2547 Re: Report Forms of Securities Companies (No. 2) dated 25
152 Ngor, Special Issue, dated 31 December 2003. The Notification of the Office of Securities and Exchange Commission No. SorThor. 20/2547 Re: Report Forms of Securities Companies (No. 2) dated 25 May
have been issued. For the good corporate governance, the Board approved the cancellation of the approval to issue the ESOP warrants up to a total of 99,236,870 units to the Company’s directors and
right vote, however shareholders who have conflict of interest in this issue are excluded from the vote. (3) Appoint the Independent Financial Advisor for an opinion on the transaction to Securities and