) investment units of a mutual fund offered for sale to non-retail investors in accordance with the Notification of the Capital Market Supervisory Board Operating Systems and Providing Services to Clients of
brokerage, dealing or underwriting of investment units; (2) “Derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker under the law on derivatives
undertake securities business in the category of brokerage, dealing or underwriting of investment units; (2) “Derivatives broker” means any person licensed to undertake derivatives business in the category of
Baht 30.17 million, due to fixed deposit and, in this period, the Company purchased investment units Baht 5 million. As at end of period, the mentioned investment units got loss Baht 0.20 million and it
agent fees from the sale of investment units. 1.3 Interest income The Company’s interest income in the nine month period of 2020 was Baht 145 million, a decrease of 34 percent compared to the nine month
Supervisory Board No. Tor Jor. 4/2561 Re: Provisions relating to Offering for Sale of Units of Foreign Collective Investment Scheme ____________________ By virtue of Section 16/6, Section 67 and Section 69 of
for the sale of units of foreign collective investment scheme offered in Thailand This form shall be signed either by a CIS Operator or an appointed intermediary of the CIS Operator and shall be
Capital Market Supervisory Board TorJor. 49/2555 Issuance and Offer for Sale regarding Units of Real Estate Investment Trust http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1