; “Authorized person in private fund management” means the following persons: (1) Any person, who take responsibility in private fund management, from the position of private fund manager to manager in the case

Mr. SUPORNCHAI SIRIWOHARN Mr. Supornchai Siriwoharn, the chief executive officer of the International Engineering Public Company Limited (“IEC”), a person responsible for the operation of IEC to

in a face-to-face manner to clients who appear in person before the intermerdiary’s employees; (2) clarify the effect of investment or transaction in case of worst case scenario described in prospectus

) provide service in a face-to-face manner to clients who appear in person before the intermerdiary’s employees; (2) clarify the effect of investment or transaction in case of worst case scenario described in

, Please find below the additional information in supportive of our financial statements for period ended September 30, 2017. Q3 Performance - Total revenues was down 1% or 3.1 mil. baht to 272.6 mil. baht

Building Confidence in the Capital Market No. 248/2024 SEC instructs NUSA to amend financial statements for the year 2023 and Q3 of 2024 Bangkok, 19 November 2024 – The Securities and Exchange

According to the findings from the SEC’s investigation, Longroot failed to maintain the qualifications regarding financial position, management structure, and work systems throughout the approval

complaint against 10 individuals with the Department of Special Investigation (DSI) on account of fabricating STARK financial statements, disclosing false information in the registration statement for

Nakhonsawan Co., Ltd. and EA Solar Lampang Co., Ltd.), and Mr. Pornlert Techarattanopas. In this case, facts and evidence appeared, leading to the consideration that during the years 2013 – 2015, the three

Center via Hotline 1207 or through SEC Office Facebook Page or SEC Live Chat on the SEC website for further in-depth investigation.______________________ Remark:  * SEC News No. 125/2021 headlined