not based on facts or any part of it is false or in violation of the conditions prescribed by the SEC Office, the SEC Office has the right to cease or revoke the use of SEC Account without prior notice
necessary to consider additional facts, the period of deliberation can be extended but not more than 90 days from the date when the application together with the correct and complete set of evidentiary
of evidentiary documentation, unless where it is necessary to consider additional facts, the period of deliberation can be extended but not more than 90 days from the date when the application together
management company’s responsibility, or intentionally making false statements in any material aspects or concealing material facts which should be declared in the application for an approval to act as a mutual
in any material aspects or concealing material facts which should be declared in the application for an approval to act as a mutual fund manager; (16) Intentionally neglecting to take action in
, date of the incident……….. Details of such incident ……… …………………………………………………………………………… Considered by …………..……………..…. (attachment) (if any) O No (8) Intentionally made false statements of material facts or
material facts or conceal material facts which should have been stated in any document to be disclosed for application for approval of major shareholders of the securities companies or other document
. In this regards, In this regard, The Board of Directors certifies that the facts are reasonableness of entering into the transaction and including the benefits of the company and shareholders are
experiences in management of real estate investment at least 3 years within a 5-year period before the date of submitting the application; (5) no facts causing any reasonable doubt that the applicant will be