, exchange of views, and knowledge sharing on digital economy and financial innovations among capital market regulators from 13 Asian-Pacific jurisdictions and relevant local organizations including the
amend project details, including inform every unitholder of the changes at least 60 days in advance. Within such period, asset management company must repurchase the fund?s units at least once, while
, relevant impacts and recovery plan, including the reason why the company failed to make necessary preparation in advance to avoid such default. EARTH's board of directors must clarify to the SEC and disclose
public and private sectors including leading IT consulting firms and legal firms. Listed company executives and the interested public are welcome to attend the seminar (free admission) on 31 May 2017, from
those who offer for sale of complicated instruments including DW to provide investors with the fact sheet as well.? concluded Mr. Thirachai. ?
investors by requiring those who offer for sale of complicated instruments including DW to provide investors with the fact sheet as well.? concluded Mr. Thirachai.
market personnel including new types of capital market personnel required to obtain the SEC?s approval due to their vital responsibilities having high impact on the clients. The approval will be applicable
securities business licensees from including in their names the words ?securities company limited.? The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are welcome to
(FA), save for offerings by financial institutions which are also SEC-approved FA. On information disclosure, notice calling a shareholders? meeting must clearly state material information including
September 30, 2014.Earlier, the SEC notified STHAI to rectify its 2012 financial statements due to the limitation on scope of audit imposed by the company management in various matters including quantities