natural person who ultimately owns the account, or has significant interests in the customer’s transactions; (4) “ultimate controlling person of the transactions” means a natural person who ultimately

in the customer’s transactions; (4) “ultimate controlling person of the transactions” means a natural person who ultimately exercises effective control in relation to the customer’s account or

owns the account, or has significant interests in the customer’s transactions; (4) “ultimate controlling person of the transactions” means a natural person who ultimately exercises effective control in

Scheme revenue for Q3/2019 were reported in the amount of Baht 785.4 million growing from Q3/2018 by Baht 76.3 million or increased 10.8 percent due to an increase in number of insured person under Social

examine the operation of such branch office. (Unofficial Translation) 2 In case where no person is responsible for the operation of branch office under the first paragraph or such person is unable to

63.4 million or 10.3% due to an increase in number of insured person under Social Security Scheme as a result of an increase in quota for Kasemrad Hospital Prachachuen, Kasemrad Hospital Bangkae and

for Q3/2018 were reported in the amount of Baht 709.1 million declined from Q3/2017 by Baht 5.0 million or 0.7% as a result of a decrease in number of insured person under Social Security Scheme led to

the decrease in number of registered person quota and the changes of payment policies by the Social Security Office. - Total expenses for the year 2018 were reported in the amount of Baht 6,652.0

; (2) “supervisor” means a person in charge of supervising the work of financial advisory unit who has been or is to be assigned to co-sign with the financial advisor in the letter of certification of

regulator. “ market maker ” means a person who is appointed to provide trading of ETF units for ensuring that their market price in the secondary market approximates the net asset value of such ETF units