from their failure to properly perform a due diligence in case of a company applying for initial public offering of shares as follows: 1. As the financial advisor supervisors, they failed to verify the
., Ltd. (K-Asset) and SCB Asset Management Co., Ltd. (SCBAM), as well as the equity funds managed by both companies. Evidence indicated that she had performed her duty dishonestly in order to obtain
communicating and providing services to clients with details covering the operation specified in Clause 4; (d) having a plan to report the results of the experiment and progress of service provision to the SEC
communicating and providing services to clients with details covering the operation specified in Clause 4; 2 (d) having a plan to report the results of the experiment and progress of service provision to the SEC
nine-month period when compared to the same period of the year 2016, which is related to the rise of revenue and to catch up work progress to complete on time resulting in higher costs while the
The SEC received information from the Stock Exchange of Thailand (SET) in October 2024 and later conducted further investigation into an interview given by Mr. Boon Vanasin to a media outlet on 25
the digital asset markets both in the country and overseas, including the progress after the Emergency Decree on Digital Assets Business Operation, B.E. 2561 (2018) has been in force for over a year
of the initiatives undertaken by the ACMF as part of the regional capital market integration plan endorsed by the ASEAN Finance Ministers in 2009.? The Framework enables fund managers operating in a
Healthcare and Esthetics under Trademark “Wuttisak”, of which details appeared on the above-mentioned letters; and any further progress shall be informed to SET appropriately. In this regard, the Company would