Bangkok, 20 September 2017 ? The SEC is seeking public comments on the principles and the amended rules governing listed companies? disclosure of good corporate governance compliance via Form 56-1
Bangkok, 17 August 2017 ? The SEC applauded 30 institutional investors and related agencies for announcing to adopt the Investment Governance Code (I Code).In February, the SEC Office teamed up with
Bangkok, 30 November 2016 ? The SEC is seeking public comments on the draft amendments concerning mutual fund product governance to ensure that intermediaries? business practice focuses primarily on
responsibility must be lived up with to boost confidence and upgrade standards in corporate governance for companies listed in Thailand.Mr. Rapee Sucharitakul, Secretary-General of the Securities and Exchange
On July 24, 2025, the Minority Shareholders Watch Group (MSWG), Malaysia's corporate governance expert organization and one of the assessment bodies representing Malaysia (Domestic Ranking Body
แนวทางปรับปรุงวิธีการประเมิน ASEAN Corporate Governance Scorecard (ACGS) ให้สอดคล้องกับแนวทางสากล และกำหนดการประเมิน ACGS ในปี 2567ทั้งนี้ ที่ประชุมยังได้ร่วมรับทราบการดำเนินการหลักของคณะทำงานต่าง ๆ ได้แก่
Bangkok, 7 February 2018 ? All of the 26 members of the Association of Asset Management Companies (AIMC) have declared their intention to adopt the Investment Governance Code (I Code) for
admitted that the client allowed him to sell the securities in cases of making profit or potential loss. From his conversation with the client recorded, he traded securities for the client several times a
derivatives trading orders for several clients without sources of orders. From the recorded conversation, it was found that Napat contacted some persons and asked for permission to submit securities and
admitted that the client, at the beginning, had authorized him to make securities and derivatives trading decisions on her behalf. Also, the recorded conversation found later indicated that the client