evidentiary documentation retrievable for inspection by the SEC Office. Division 2 Specific Rules for Execution of Transactions for a Fund with a Management Company or a Connected Person _________________
-retail Investors and Execution of Agreements for Managing Private Funds (No. 17); (3) Notification of the Capital Market Supervisory Board No. Tor Nor. 48/2567 Re: Regulations for Management of Mutual
adjust the repayment terms (value of 550 million baht); - Negotiation and execution of a loan agreement amendment with unrelated parties on 9 June 2025 to extend the repayment period
committing the offenses shall be remitted to the Ministry of Finance as public revenue. _________________________Remarks: * The domination of trading orders refers to the execution of bid and offer
. _________________________Remarks: * The domination of trading orders refers to the execution of bid and offer orders in large volumes. The practice may aim to mislead other investors by creating a false impression of escalating bid
carefully before making an investment decision. In any case, the execution of a unit buy/sell transaction by any person other than the account owner must be authorized in writing in advance
ซื้อขายหลักทรัพย์เพื่อกองทุนรวม กองทุนส่วนบุคคล หรือกองทุนสำรองเลี้ยงชีพที่อยู่ภายใต้การจัดการของบริษัทแล้ว (best execution) ก็เห็นว่าการดำเนินการเช่นว่านั้นน่าจะมีลักษณะตามข้อ 3(1) และ (2) แห่งประกาศที่
established limit. However, the execution results of bond switching did not significantly impact government bond yields which had been moving on a downward trend in this quarter. To cope with domestic and
amount of loan (if any). In this regard, the REIT may invest in a project under construction provided that [i] the value of the investment for the acquisition and completion of the development project of
. In the absence of any transactions on disposal of any other assets over the past six months before the execution date of the transaction on disposal of assets on this occasion, the highest transaction