According to a client’s complaint and the SEC’s further investigation, it was found that during December 2007 – September 2012, executed securities trading orders for the client who acknowledged
some clients. All the said clients acknowledged trading transactions without any objection. Besides, Napat received several trading orders from the persons not the owner of the securities trading
clients more than 93 million baht during July 2013-January 2014. Evidence indicated that in the former period, he made trading decisions and notified his clients afterwards. The clients then acknowledged
orders were sent through over the internet and under her securities trader ID while the client acknowledged and did not reject the transactions. {A} admitted that she was the one submitting all trading
the scientific learning center services. 6. Organizing foreign artists’ concert in Thailand By organizing concerts in the 1st and 2nd quarters so far, good feedback and success were achieved. บมจ
. Organizing foreign artists’ concert in Thailand By organizing concerts in the 1st and 2nd quarters so far, good feedback and success were achieved. The company, therefore; has planned to hold a concert in
transaction was also approved by the Investment Committee of the Company and thereafter presented and acknowledged by the Board of Directors of the Company during the Board Meeting No. 12/2018 on November 9
trading orders and inform the client of the transactions afterwards. It was found that the client acknowledged the transactions without any objection. The {C} case follows investor complaint and the report
EXOTIC FOOD PUBLIC COMPANY LIMITED FANCY WOOD INDUSTRIES PUBLIC COMPANY LIMITED FAR EAST FAME LINE DDB PUBLIC COMPANY LIMITED FILTER VISION PUBLIC COMPANY LIMITED FINANSIA SYRUS SECURITIES PUBLIC COMPANY
the Stock Exchange of Thailand Attachment : The reviewed Q3/2019 Financial Statement Far East Fame Line DDB Public Company Limited would like to submit the reviewed Q3/2019 Financial Statements and the