Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market

Determination of Types of Operation of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are

) assets contributed by members; (2) assets procured as collateral for clearing and settlement of securities; (3) assets procured for protection of the trading, clearing and settlement of securities; (4

The Securities and Exchange Commission (SEC), in collaboration with the Fiscal Policy Office (FPO), the Deposit Protection Agency (DPA), and the Bank of Thailand (BOT), organized activities to

   Securities and Exchange Act 2535   113 12/03/1992 16/05/1992 2. Notification of the Securities and Exchange Commission  Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra

   18 03/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission  Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and

Exchange Commission  Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor   08/02/2017 16/02/2017 2. Notification of

protection. The SEC conducted a public hearing on the proposed principles and draft amendments to the relevant regulations in June 2024. Most respondents agreed with the proposal. The SEC has therefore issued

B.E. 2546   18 03/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission  KorThor. 26/2560 Determination of Paid-Up Registered Capital of Licensed Operators to Undertake

and Exchange Commission No. Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor ___________________________ By