CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market Supervisory Board may, if appropriate, promulgate the notification
mobile devices are the property of the employees, the intermediary should consider adopting the guidelines in Items (1) - (5) at a minimum, and establish control measures that are comparable to or as a
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guidelines in Items (1) - (5) at a minimum, and establish control measures that are comparable to or as a https://publish.sec.or.th/nrs/7041pe.doc -ร่าง- for Establishment and Management of Property Funds for
) at a minimum, and establish control measures that are comparable to or as a https://publish.sec.or.th/nrs/7041pe.doc -ร่าง- for Establishment and Management of Property Funds for Solving Financial
foreign securities companies, as clients of Thai securities companies, comply appropriately with the regulations related to short selling and long selling transactions*.The Capital Market Supervisory Board
. Notification of the Capital Market Supervisory Board No. TorKhor. 35/2553 Re: Rules, Conditions and Procedures for Appointment of Agents for Selling Investment Units or Receiving Requisition of Investment Unit