six months. After the client fell for the solicitaion and transferred in the money, Pisist recorded false information in the company's documents by identifying the transferred money as his older
2016 recorded a net profit of 221.45 million baht, a significant increase from the preceding quarter. Based on this inside information, Pinit had purchased 256,500 PDI shares through the trading account
interested persons and was broadcast live on the Facebook pages of the SEC and the Sheikhul Islam Office. Interested persons may view the recorded seminar session on https://www.facebook.com/sec.or.th/videos
broadcast live on the SEC Facebook Page and the TFAC Facebook Page. The seminar was recorded and can be viewed again at: https://fb.watch/h9nDb_hFuD/. __________________________
admitted that the client allowed him to sell the securities in cases of making profit or potential loss. From his conversation with the client recorded, he traded securities for the client several times a
securities transfer forms several times instead of the ones officially recorded on the client database, and affixed signature as branch manager to approve certain securities transfers.Phillip Securities
, EARTH has the total debt of 47.48 billion baht, higher than the total debt of 21.48 billion baht recorded in the first quarter of the fiscal year 2017, and the total assets of 31.829 billion baht. On 7
information on revenues from advisory services for related persons, even though certain information indicated that the revenue may not exist. Such revenue, if not exist, will bring down the company's recorded
derivatives trading orders for several clients without sources of orders. From the recorded conversation, it was found that Napat contacted some persons and asked for permission to submit securities and
admitted that the client, at the beginning, had authorized him to make securities and derivatives trading decisions on her behalf. Also, the recorded conversation found later indicated that the client