Rules, Conditions and Procedures for Establishment and Management of Mutual Funds for Foreign Investors [Thai Trust Fund]
Rules in the Detail of Regulations Concerning the Establishment of Risk Management System for Business Continuity of Intermediaries
Handbooks / Best Practices Frequently Asked Questions (FAQ) Digital Assets Public Hearing Laws/Regulations Search Handbooks / Best Practices Frequently Asked Questions (FAQ) Digital Assets News/Market Data
The SEC proposed the amendments to the regulations for the Funds investing in digital assets to ensure fair competition among business types and enhance asset allocation benefits for investors
/06/2022 17:13 The establishment of a new subsidiary 06/06/2022 17:12 Incorporation of a joint venture company with ER Universe, LLC and investing in ER XSpring Ventures fund 1, LP 18/02/2022 17:14
Custody of Assets of Clients by Securities Companies
Custody of Assets of Clients by Licensed Derivatives Brokers
Custody of Assets of Clients by Securities Companies (No. 3)
Custody of Clients’ Assets by Securities Companies (No. 4)
Custody of Assets of Clients by Licensed Derivatives Brokers