Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)
Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets
Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
Rules for Custody of Customer Assets and Essential Details of Custody Agreement
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