, the securities company shall keep such record into recording tape or electronics recording appliance. Clause 19/1.23 24 25 In dealing with retail client, a securities company shall arrange to have
. 5 . Electrical appliance distribution business line with hire purchase loan Under the circumstances of the Lock Down, Singer Thailand Public Company Limited ( “Singer” ) has achieved great success in
หน้า 4 1 สำหรับการใช้งานอุปกรณ์ส่วนตัว (bring your own device : BYOD) 2.8.9 การประเมินช่องโหว่ทางเทคนิค (technical vulnerability assessment) หน้า 45 2.8.10 การทดสอบการเจาะระบบ (penetration test) หน้า 4 5
necessary. (2) a procedure for communication and providing services, namely: (a) compiling and assessing information of clients to get to know clients and assess the suitability of their investments or
procedure for communication and providing services, namely: (a) compiling and assessing information of clients to get to know clients and assess the suitability of their investments or transactions; (b
. Chapter 2 Compilation and Assessment of Client Information __________________ Clause 6 In compiling and assessing client information according to Clause 30 of the Notification on Standard Conduct of
international economic and political uncertainty, as well as rapid changes in fund flows as above, KBank is closely monitoring the situation and assessing possible impacts, placing importance on efficient risk
flows as above, KBank is closely monitoring the situation and assessing possible impacts, placing importance on efficient risk management under the supervision of the Enterprise Risk Management Division