trading orders by themselves through an electronic system arranged by the intermediary at the temporary office. (2) in case of accepting trading orders of capital market products which are not listed on the
only at the intermediary’s temporary office; (b) require clients to send trading orders by themselves through an electronic system arranged by the intermediary at the temporary office. (2) in case of
Notification of the Capital Market Supervisory Board concerning Application and Approval for Offer for Sale of Newly Issued Debt Securities, and such company having arranged for a credit rating and received an
them of clear and specific objectives as well as their rights, namely right to access data, right to rectification, right to restrict data processing, and right to be forgotten. 2. Proper technology must
Control) 5.1 การควบคุมการเข้าถึงตามข้อก าหนดทางธุรกิจ (business requirements of access control) วัตถุประสงค์ เพื่อควบคุมการเข้าถึงข้อมูลและ information processing facilities แนวทางปฏิบัติ 1. ผู้ประกอบธุรกิจ
processing facility)” หมายถึง อุปกรณ์ ระบบงาน หรือสภาพแวดลอ้ม ท่ีจ าเป็นหรือ มีส่วนช่วยใหก้ารประมวลผลขอ้มูลเป็นไปอยา่งครบถว้น ถูกตอ้ง และมีประสิทธิภาพ เช่น อุปกรณ์หรือโปรแกรม ประมวลผลขอ้มูล ระบบเครือข่าย
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
relation to the provision of service regarding statistic processing of data program, which is able to analyze page view and revenue of each team, page view and revenue of each website and page, in order of
, accurate, and current transactions and able to be implemented efficiently within reasonable time; (2) a system for management, compilation, processing, storage, and viewing of information about depository