advisor supervisors failed to exercise due care in reviewing the information thoroughly which may mislead investors into believing the company continued to expand the business capable of generating
professional standards to exercise prudence and due care in submitting information and documents to the SEC. The information and documents must be correct and complete without any concealment, deletion or
exercise caution. As such, if being soliciting to invest in securities or derivatives such as shares, gold or crude oil, you can check credibility of such claim by visiting the SEC website (www.sec.or.th
ID document requirements to other matters such as exercise of right offering or share warrants,? she added.
fund (ETF) listed on foreign market affecting net asset value (NAV) of domestic gold funds. AIMC guideline, although allows asset management company and trustee to jointly exercise their discretion to
support illegal activities. If any violations are found, the SEC will take legal action accordingly. The public and investors are strongly advised to exercise caution when using services from unlicensed
กิจกรรมฝึกซ้อมรับมือภัยไซเบอร์สำหรับผู้ประกอบธุรกิจในภาคตลาดทุน ประจำปี 2568 (Capital Market Cyber Exercise) ซึ่งจัดต่อเนื่องเป็นครั้งที่ 7 โดยได้รับการสนับสนุนงบประมาณจากกองทุนส่งเสริมการพัฒนาตลาดทุน (CMDF
, cyber news alert, and infographics. Moreover, a phishing drill exercise was conducted to raise employees’ awareness of the phishing threat. Preparation for allowance for expected credit loss under the
regulations as well as ethics and professional standards arranged by the association or the training institute. If such approved person fails to attend the training course within the specified period, the
Prosperous Fortune Collection for Chinese New Year in January and Sweet Sonata Collection for valentine’s day in February and arranged marketing campaign continually which result in revenue from sales had