/08/2000 05/09/2000 2. Notification of Capital Market Supervisory Board TorThor. 45/2553 Rules, Conditions and Procedures for Applying for Permission and Granting of Permission to Securities Company to
the appointment or the termination of appointment of representatives to the Office as per the forms and procedures as provided via the electronic system of the Office within the seventh https
performance and financial position • Assess the impact that a further disruption of activities would have on the business and identify which areas of activity should be prioritised when taking steps towards
(PP) investors, including the procedures for verifying their qualifications and experience. However, the SEC found that certain information still required further clarification and more complete
securities business | - |- Registration |- Paid up Capital |- Fees |- Net Liquid Capital Rule (Section 49) |- Executives / Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders
whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited
Essentially, the draft amendment to the regulations governing capital market business personnel would (1) extend the period for renewal of approval to be on any business day until the last