Under the existing regulations, each business operator allows to prepare the customer complaints’ handling report in its own style and classify the type of complaints as it deems appropriate. Such

SCB Asset Management Co.,Ltd SCB Asset Management Co.,Ltd, as a securities business operator of mutual fund management Ads with data about numbers that represent an estimated return on investment

The Siam Commercial Bank Public Co.,Ltd The Siam Commercial Bank Public Co.,Ltd, as a securities business operator in the category of Brokerage, Trading and Distributing securities as investment

procedures as specified in the notification. In this regard, Bitazza's compliance system for monitoring the operations of the digital asset business operator was deficient. In particular, Bitazza failed

Checklist for Asia Region Funds Passport (ARFP) CIS Application Form Name of ARFP Passport Fund: _________________________________________________ Name of CIS Operator

Page 1 of 9 Form 35 – ARFP CIS Checklist for Asia Region Funds Passport (ARFP) CIS Application Form Name of ARFP Passport Fund: _________________________________________________ Name of CIS Operator

person responsible for risk management who is independent from the operator shall be assigned; (2) The calculation of fair value of instruments and the examination of the management on compliance with the

of fund management business shall be prescribed in writing and the person responsible for risk management who is independent from the operator shall be assigned; (2) The calculation of fair value of

. The preliminary features of JMART-W4 are shown in enclosure 3. 2.3 Any fraction of remaining Warrants shall be disregarded, in case, there are remaining Warrants from allocation, the Company will

/2022 Approve the investment and allocation of newly issued ordinary shares to specific person (Revise) Remark:   Data will be displayed within 3 years. Last updated on 19 January 2023